Law of Investments PDF Download

Author: John McLaren
Publisher:
ISBN: 9780455228839
Category : Investments
Languages : en
Pages : 545

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Book Description
LAW OF INVESTMENTS examines the various areas of law that impact on investors and those working in industries associated with investment products. It covers Chapter 7 of the Corporations Act and the requirements associated with licensing including the legal obligations and compliance requirements of licensees and their representatives, disclosure, dispute resolution and investor protection. This edition includes discussion of the latest changes proposed to Chapter 7 and the associated regulatory guides and also recent case law.

Author: David J Moore Ph D
Publisher: Createspace Independent Publishing Platform
ISBN: 9781726276344
Category :
Languages : en
Pages : 248

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Book Description
What are you teaching your students these days? Imagine your finance professor having a beer at a bar in late 2008 as the economic crisis unfolded. A conversation between your professor and another patron arises. The other patron asks your professor "Oh, you are a professor, what do you teach?" I respond with "Investments" and other courses. Given the financial systems were apparently falling apart at that time, the next question was very apropos: "Investments? What are you teaching students these days?" At the time I responded with a simple "some combination of forgotten fundamentals and flawed fundamentals." This book presents the forgotten fundamentals and offers potential corrections to the flawed fundamentals. Format This book represents the "middle way" between vague presentation slides and dense textbooks. This book is formatted to allow room for note-taking directly in-line with the material via wide margins. You will find questions to check your understanding of the material throughout the book. These questions also foster classroom interaction. Answers are available at the end of the book.

Author: John L. Maginn
Publisher: Wiley
ISBN: 0470117168
Category : Business & Economics
Languages : en
Pages : 960

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Book Description
"A rare blend of a well-organized, comprehensive guide to portfolio management and a deep, cutting-edge treatment of the key topics by distinguished authors who have all practiced what they preach. The subtitle, A Dynamic Process, points to the fresh, modern ideas that sparkle throughout this new edition. Just reading Peter Bernstein's thoughtful Foreword can move you forward in your thinking about this critical subject." —Martin L. Leibowitz, Morgan Stanley "Managing Investment Portfolios remains the definitive volume in explaining investment management as a process, providing organization and structure to a complex, multipart set of concepts and procedures. Anyone involved in the management of portfolios will benefit from a careful reading of this new edition." —Charles P. Jones, CFA, Edwin Gill Professor of Finance, College of Management, North Carolina State University

Author: Gordon J. Alexander
Publisher: Pearson Educación
ISBN: 9789702603757
Category : Business & Economics
Languages : en
Pages : 824

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Book Description
This introduction provides a clear framework for understanding and analyzing securities, and covers the major institutional features and theories of investing. While the book presents a thorough discussion of investments, the authors keep the material practical, relevant, and easy to understand. The latest developments in investments are brought to life through the use of tables, graphs, and illustrations that incorporate current market information and academic research. An international content deals directly with international securities and securities markets throughout the book--along with currency management and interest rate parity. Up-to-date "Money Matters" articles reflect the latest real-world developments and are provided throughout each chapter to give readers a sense of how practitioners deal with various investment issues and use techniques. Other coverage includes an array of investment tools--presented through discussions on stocks, bonds, and other securities such as options and futures. A guide to reviewing, forecasting, and monitoring--for individuals preparing to make investments or take the CFA exam.

Author: Gordon J. Alexander
Publisher:
ISBN: 9788177581027
Category :
Languages : en
Pages : 678

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Book Description

Author: Michael Frömmel
Publisher: BoD – Books on Demand
ISBN: 3732271110
Category : Political Science
Languages : en
Pages : 536

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Book Description
The book is concerned with the theory of portfolios, as well as with investing in assets and securities and offers a general introduction, rather than a toolbox for making money. It will help its readers to better understand investing. The book is structured in two parts. Part I introduces the student into fundamental principles of portfolio theory and investment analysis, such as the Markowitz portfolio selection approach, factor models, basic evaluation techniques and portfolio management. Part II extends the material to more advanced topics and focuses on inefficient markets, including topics including technical analysis and momentum effects, behavioural finance, bubbles and herding, portfolio management in inefficient markets and market microstructure. followed by an appendix consisting of primers to some econometric approaches.

Author: David Geltner
Publisher: South Western Educational Publishing
ISBN: 9781133108825
Category : Commercial real estate
Languages : en
Pages : 826

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Book Description
Rev. ed. of: Commercial real estate analysis and investments / David M. Geltner ... [et al.]. Mason, Ohio: Thompson South-Western, c2007.

Author: Aswath Damodaran
Publisher: Wiley
ISBN: 9780471112136
Category : Business & Economics
Languages : en
Pages : 544

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Book Description
From a recognized authority on the valuation process-a powerful guide to valuing private companies, equities, bonds, options, futures, and more Investment Valuation Tools and techniques for determining the value of any asset In this indispensable book, noted valuation authority and acclaimed NYU finance professor Aswath Damodaran gives you expert instruction on how to value virtually any type of asset-private companies, bonds, stocks, real estate, and derivatives. Using real-world examples, he guides you through the theory and application of valuation models and highlights their strengths and weaknesses. He examines cases where the direct application of typical models often breaks down, including high growth, distressed, and private firms. A perfect guide for those who need to know more about the tricky business of valuation, Investment Valuation will be a valuable asset to everyone learning about this important investment process.

Author: Esme E. Faerber
Publisher: McGraw Hill Professional
ISBN: 0071595473
Category : Business & Economics
Languages : en
Pages : 322

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Book Description
How to buy, what to hold, and when to sell-the guide to getting started in stocks and managing your portfolio! Want to become a more accomplished investor? All About Stocks is packed with the practical, hands-on guidance you need to choose your investments wisely, minimize your risk, and enter today's market with confidence-no matter your level of experience. Providing concise, clear answers to your most pressing stock-market questions, this thoroughly revised edition has been updated to address such timely issues as the role of exchange-traded funds, global investing, risk-adjusted returns, and the most effective ways to conduct online research and trading. All About Stocks explains in easy-to-understand language: What stocks are, and why you should own them How to use the Internet to develop buying and selling strategies How fundamental and technical analysis can help you find undervalued stocks What mutual funds are, how they work, and which are right for you How stocks fit within the asset allocation framework Simple strategies for assembling a high-growth, low-risk, diversified portfolio Trades to increase your safety during turbulent markets

Author: Terrance J. O'Malley
Publisher: Wolters Kluwer
ISBN: 1454838493
Category : Law
Languages : en
Pages : 1060

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Book Description
Investment Adviser's Legal and Compliance Guide, Second Edition is an invaluable guide written to assist attorneys and investment advisers in both drafting their compliance policies and procedures and reviewing them annually. In addition, the book serves as a practical tool for experienced attorneys and compliance officers for fulfilling their changing responsibilities under new rules adopted under the Investment Advisers Act of 1940, as well as new staff interpretations and guidance. For the Second Edition, the original author, Terrance J. Oand’Malley, is joined by John H. Walsh. While both authors are seasoned practitioners and acknowledged experts in the area of investment adviser compliance matters, Mr. Walshand’s years of experience, including at the SEC, are reflected in the enhanced practical discussion of relevant legal and compliance issues, including increased numbers of compliance tips, enforcement and regulatory alerts, and compliance tools. Investment Adviser's Legal and Compliance Guide, Second Edition covers in detail such topics as: Filings and amendments that an adviser must make to maintain its SEC registration Major rules and requirements dealing with marketing and attracting new clients Issues arising in connection with the management of private funds The SEC's examination process New clients, and the management of client accounts. The book also covers requirements relating to the adviser's obligation to its customers, including preventing insider trading and other trading abuses, as well as an adviser's recordkeeping, which is a major factor in meeting the requirements of the Investment Advisers Act. In addition, Investment Adviser's Legal and Compliance Guide, Second Edition provides registered investment advisers and their legal counsel with a comprehensive review of their compliance responsibilities that arise under the Investment Advisers Act.