Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Investments
Languages : en
Pages : 1270
Book Description
Investment Trusts and Investment Companies: Abuses and deficiencies in the organization and operation of investment companies. 6 v
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Investments
Languages : en
Pages : 1270
Book Description
Investment Trusts and Investment Companies: Abuses and deficiencies in the organization and operation of investment trusts and investment companies. 4 v
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Investments
Languages : en
Pages : 916
Book Description
Catalogue of the Public Documents of the ... Congress and of All Departments of the Government of the United States for the Period from ... to ...
Author: United States. Superintendent of DocumentsPublisher:
ISBN:
Category : Government publications
Languages : en
Pages :
Book Description
Investment Trusts and Investment Companies
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Investments
Languages : en
Pages : 840
Book Description
United States Government Publications Monthly Catalog
Author: United States Government Publications, a Monthly Catalog
Author: United States. Superintendent of DocumentsPublisher:
ISBN:
Category : Government publications
Languages : en
Pages : 2186
Book Description
February issue includes Appendix entitled Directory of United States Government periodicals and subscription publications; September issue includes List of depository libraries; June and December issues include semiannual index.
Regulation of Money Managers
Author: Tamar FrankelPublisher: Wolters Kluwer
ISBN: 145487063X
Category : Law
Languages : en
Pages : 4826
Book Description
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Public Policy Digest of the National Planning Association
Author: The Work of the Securities and Exchange Commission
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 32
Book Description
Annual Report of the Securities and Exchange Commission
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 790
Book Description