Institutional Investor Study Report of the Securities and Exchange Commission PDF Download

Author: United States. Congress House. Committee on Interstate and Foreign Commerce
Publisher:
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Category : Associations, institutions, etc
Languages : en
Pages : 544

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Author: United States. Securities and Exchange Commission
Publisher:
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Category : Corporations
Languages : en
Pages : 1482

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Author:
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Category :
Languages : en
Pages : 530

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Author:
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Category :
Languages : en
Pages :

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Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Institutional investments
Languages : en
Pages : 544

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Author: Angela A. Hung
Publisher: Rand Corporation
ISBN: 0833045016
Category : Law
Languages : en
Pages : 151

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Book Description
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.

Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Institutional investments
Languages : en
Pages : 182

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Author:
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Category :
Languages : en
Pages : 986

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Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
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Category : Interstate commerce
Languages : en
Pages : 1222

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Author: United States. Congress. Senate. Select Committee on Small Business
Publisher:
ISBN:
Category : Legislative hearings
Languages : en
Pages : 1926

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