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Author: Ralph C. Ferrara Publisher: Law Journal Press ISBN: 9781588520692 Category : Business & Economics Languages : en Pages : 960
Book Description
The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.
Author: Jon A. Garfinkel Publisher: ISBN: Category : Languages : en Pages :
Book Description
This paper finds new evidence that the threat of legal sanctions significantly affects the trading behavior of insiders. Specifically, I examine the effects of the Insider Trading and Securities Fraud Enforcement Act (ITSFEA) on insider trading around earnings announcements. Given ITSFEA's stated concern with trading on private information prior to its release, I argue that insiders may respond to the Act by shifting their trading to the post-announcement period. The evidence presented below is consistent with the argument that insiders responded to Congress' clear disdain for trading on private information prior to its release. Following the Act, insiders focus more of their trading after an earnings announcement than before one. Moreover, insiders trade less frequently and earn smaller profits on their trades around earnings announcements after the Act. Finally, the observed shift in trade timing after the Act is accompanied by a change in insider trading strategies. Specifically, insiders' pre-announcement trading was uncorrelated with earnings surprise prior to the Act, while subsequent to the Act, pre-announcement insider trading was decreasing in earnings surprise.
Author: Ralph C. Ferrara Publisher: Law Journal Press ISBN: 9781588520692 Category : Business & Economics Languages : en Pages : 960
Book Description
The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.
Author: William K. S. Wang Publisher: Aspen Publishers ISBN: Category : Business & Economics Languages : en Pages : 1288
Book Description
Here, at last, is a clear, practical guide on what's legal and what isn't in insider trading. It's the only book that gives you everything you need to: Identify every potential source of insider trading liability -- Deter inadvertent violations with an effective compliance program -- Raise powerful defenses to government and private actions, formations, and transactions. With comprehensive, up-to-date coverage and analysis of such significant aspects as government enforcement, which private plaintiffs can sue, and transnational transactions, you'll find more information -- and more readily usable strategy -- than in any other source on the subject. In one convenient volume, Insider Trading shows you all the ways to avoid liability exposure under all applicable law, including: The Supreme Court case, United States v. O'Hagan -- Federal mail and wire fraud statutes -- Section 10(b) and Section 16(b) -- Bilateral treaties and SEC memoranda with 21 foreign jurisdictions -- Transnational transactions -- State law pitfalls.
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities Publisher: ISBN: Category : Insider trading in securities Languages : en Pages : 128
Author: Ester Herlin-Karnell Publisher: Bloomsbury Publishing ISBN: 1509903097 Category : Law Languages : en Pages : 204
Book Description
The European Union regime for fighting market manipulation and insider trading – commonly referred to as market abuse – was significantly reshuffled in the wake of the financial crisis of 2007/2008 and new legal instruments to fight market abuse were eventually adopted in 2014. In this monograph the authors identify the association between the financial crisis and market abuse, critically consider the legislative, policy and enforcement responses in the European Union, and contrast them with the approaches adopted by the United States of America and the United Kingdom respectively. The aftermath of the financial crisis, ongoing security concerns and increased legislation and policy responses to the fight against irregularities and market failures demonstrate that we need to understand, in context, the regulatory responses taken in this area. Specifically, the book investigates how the regulatory responses have changed over time since the start of the financial crisis. Market Manipulation and Insider Trading places the fight against market abuse in the broader framework of the fight against white collar crime and also considers some associated questions in order to better understand the contemporary market abuse regime.
Author: Paul U. Ali Publisher: CRC Press ISBN: 1420074032 Category : Business & Economics Languages : en Pages : 452
Book Description
Insider trading has long been considered an endemic feature of the world's financial markets. It is unsurprising that the recent growth in mergers and acquisitions worldwide has been accompanied by a growth in insider trading, on a scale not witnessed since the 1980's takeovers boom. Insider Trading: Global Developments and Analysis brings together the latest law and finance research on insider trading. It provides expert coverage on the established US, European, and Asia-Pacific securities markets, as well as the key emerging markets of Brazil and the greater China region. Providing high interest and up-to-date content, the book features several recent cases, including that of Martha Stewart.
Author: Ralph C. Ferrara
Author: Jon A. Garfinkel
Author: 
Author: Ralph C. Ferrara
Author: 
Author: William K. S. Wang
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Author: 
Author: C. Edward Fletcher
Author: Ester Herlin-Karnell
Author: Paul U. Ali