Author: United States
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 802
Book Description
Compilation of Securities Laws Within the Jurisdiction of the Committee on Commerce
Author: United States
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 802
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 802
Book Description
Securities Regulation
Author: Louis Loss
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 820
Book Description
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 820
Book Description
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Treatise on the Law of Securities Regulation
Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 698
Book Description
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 698
Book Description
Securities Regulation
Regulation of Fixed Income Securities Markets in the United States
Author: Felice B. Friedman
Publisher: World Bank Publications
ISBN:
Category : Fixed-income securities
Languages : en
Pages : 55
Book Description
Publisher: World Bank Publications
ISBN:
Category : Fixed-income securities
Languages : en
Pages : 55
Book Description
Government Securities Reform
Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 448
Book Description
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 448
Book Description
Annual Institute on Securities Regulation
Regulation and Supervision of the Government Securities Market
Author: United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Domestic Monetary Policy
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 492
Book Description
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 492
Book Description
Reauthorization of the Government Securities Act
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Administrative procedure
Languages : en
Pages : 272
Book Description
Publisher:
ISBN:
Category : Administrative procedure
Languages : en
Pages : 272
Book Description
Government Securities Reform
Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 240
Book Description
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 240
Book Description