Fundamentals of Securities Regulation: Background of the SEC statutes PDF Download

Author: Louis Loss
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 246

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Book Description
Previous editions : 2003 (5th) and 1983 (1st).

Author: Louis Loss
Publisher: Aspen Publishers Online
ISBN: 073554199X
Category : Securities
Languages : en
Pages : 1646

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Book Description

Author: Louis Loss
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 88

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Book Description

Author: Louis Loss
Publisher: Aspen Publishers
ISBN:
Category : Securities
Languages : en
Pages : 452

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Book Description
Previous edition, 1st, published in 1983.

Author: Louis Loss
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 820

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Book Description
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.

Author: Thomas Lee Hazen
Publisher: West Academic Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 986

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Book Description
The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.

Author: Thomas Lee Hazen
Publisher: West Academic Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1042

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Book Description
This abridged version of the text is ideal for instructors who do not require the comprehensive treatment in the standard edition. The abridged version contains sufficient materials for most introductory securities regulation classes. The standard edition contains the latest Securities and Exchange Commission rulemaking, including its new executive compensation disclosures, which are not available in many statutory supplements. The text is comprehensive and presented in a readable format, with many user-friendly features, including single- rather than double-column format and an index that makes the material more accessible than in many other statutory supplements.

Author: Thomas Lee Hazen
Publisher: West Academic Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 418

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Book Description
"Rev ed. of: Securities regulation in a nutshell / by David L. Ratner. 8th ed. 2005" -- Library of Congress.

Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 136

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Book Description

Author: Louis Loss
Publisher: Wolters Kluwer Law & Business
ISBN: 9781543802757
Category : Corporations
Languages : en
Pages : 0

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Book Description
Previous editions : 2011 (6th), 1983 (1st).