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Fund Director's Guidebook

Fund Director's Guidebook PDF Author: Federal Regulation of Securities Committee
Publisher: American Bar Association
ISBN: 9781590315101
Category : Business & Economics
Languages : en
Pages : 144

Book Description
Written for directors of both open-end investment companies (typically referred to as mutual funds) and closed-end funds, this new Third Edition offers suggestions to assist directors in their roles and obligations. The new edition has been updated to reflect key legal developments that have emerged since the second edition appeared in 2003 including the impact of the Sarbanes-Oxley Act and initiatives undertaken by the SEC in response to the mutual funds scandals occurring in 2003 and 2004.
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