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Framework for Voluntary Oversight

Framework for Voluntary Oversight PDF Author: Derivatives Policy Group
Publisher:
ISBN:
Category : Derivative securities
Languages : en
Pages : 112

Book Description

Framework for Voluntary Oversight

Framework for Voluntary Oversight PDF Author: Derivatives Policy Group
Publisher:
ISBN:
Category : Derivative securities
Languages : en
Pages : 112

Book Description

SEC Docket

SEC Docket PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1138

Book Description

OTC Derivatives

OTC Derivatives PDF Author: Cecile O. Trop
Publisher: DIANE Publishing
ISBN: 9780788173295
Category : Business & Economics
Languages : en
Pages : 232

Book Description
Reviews the sales practices for over-the-counter (OTC) derivatives, mortgage-backed securities (MBS), and structured notes. Analyzes fed. sales practice requirements applicable to these products and the dealers marketing them. Reports on the extent of end-user satisfaction with sales practices, product use and related disputes and the costs of these disputes. Includes the views of end-users and dealers on the nature of their relationship and responsibilities and the actions dealers and end-users have taken to reduce the potential for sales practice disputes, and the actions regulators have taken to address sales practice issues.

Federal Register

Federal Register PDF Author:
Publisher:
ISBN:
Category : Delegated legislation
Languages : en
Pages : 340

Book Description

The State of the Securities Industry

The State of the Securities Industry PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Credit bureaus
Languages : en
Pages : 68

Book Description

H.R. 4062--The Financial Derivatives Supervisory Improvement Act of 1998 and H.R. 4239--The Financial Contract Netting Improvement Act

H.R. 4062--The Financial Derivatives Supervisory Improvement Act of 1998 and H.R. 4239--The Financial Contract Netting Improvement Act PDF Author: United States. Congress. House. Committee on Banking and Financial Services
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 436

Book Description

Derivatives Handbook

Derivatives Handbook PDF Author: Robert J. Schwartz
Publisher: John Wiley & Sons
ISBN: 9780471157656
Category : Business & Economics
Languages : en
Pages : 766

Book Description
Der schlechte Ruf der Derivative gründet sich auf Mißbrauch und das hohe Risiko, das mit diesem oft exotisch wirkenden Finanzinstrument verbunden ist. Sie wollen sich unvoreingenommen, besser informieren? Anhand signifikanter Fallstudien führt dieses Buch Sie unter anderem in Techniken des Risikomanagement und Kontrollstrukturen ein.

Riskbased capital regulatory and industry approaches to capital and risk : report to the Chairman, Committee on Banking, Housing, and Urban Affairs, U.S. Senate, and the chairman, Committee on Banking and Financial Services, House of Representatives

Riskbased capital regulatory and industry approaches to capital and risk : report to the Chairman, Committee on Banking, Housing, and Urban Affairs, U.S. Senate, and the chairman, Committee on Banking and Financial Services, House of Representatives PDF Author:
Publisher: DIANE Publishing
ISBN: 1428976876
Category :
Languages : en
Pages : 190

Book Description

Hedge Fund Operations

Hedge Fund Operations PDF Author: United States. Congress. House. Committee on Banking and Financial Services
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 332

Book Description

Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations for 2001: Agricultural programs, Food and Drug Administration

Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations for 2001: Agricultural programs, Food and Drug Administration PDF Author: United States. Congress. House. Committee on Appropriations. Subcommittee on Agriculture, Rural Development, Food and Drug Administration, and Related Agencies
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 1356

Book Description

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