Financial Services and Markets Act 2000 (regulated Activities) (amendment) (no. 2) Order 2014 PDF Download

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Publisher:
ISBN: 9780111115947
Category :
Languages : en
Pages :

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Author: Great Britain
Publisher:
ISBN: 9780111145555
Category :
Languages : en
Pages : 20

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Enabling power: European Communities Act 1972, s. 2 (2) & Financial Services and Markets Act 2000, ss. 21 (9) (10) (15), 22 (1) (5), 38, 39, 428 (3), sch. 2, para. 25 & Small Business, Enterprise and Employment Act 2015, ss. 5 (3), 161 (2) (d). Issued: 23.03.2016. Made: 16.03.2016. Laid: -. Coming into force: In accord. with art. 1. Effect: 1974 c.39; S.I. 2001/544, 1201, 1217; 2005/1529; 2013/1881; 2015/910, 1946 amended. Territorial extent & classification: E/W/S/NI. General. EC note: Some provisions of this Order supplement the Mortgage Credit Order 2015 (S.I. 2015/910) ("the Mortgage Order") and other legislation amended by that Order, which transposed in part Directive 2014/17/EU on credit agreements for consumers relating to residential immovable property and amending Directives 2008/48/EC & 2013/36/EU & Reg (EU) no. 1093/2010. Supersedes draft S.I. (ISBN 9780111143971) issued 26/02/16

Author: Andrew Haynes
Publisher: Bloomsbury Publishing
ISBN: 1526517795
Category : Law
Languages : en
Pages : 510

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A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.

Author: Francis D. Rose
Publisher: Oxford University Press, USA
ISBN: 0198709501
Category : Law
Languages : en
Pages : 693

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Blackstone's Statutes have a 25-year tradition of trust and quality unrivalled by other statute books, and a rock-solid reputation for accuracy, reliability, and authority. Content is extensively reviewed to ensure a close map to courses. Blackstone's Statutes lead the market: consistently recommended by lecturers and relied on by students for exam and course use. Blackstone's Statutes are the original and best; setting the standard by which other statute books are measured. Each title is: DT Trusted: Ideal for exam use DT Practical: Find what you need instantly DT Reliable: Current, comprehensive coverage DT Relevant: Content based on detailed market feedback Visit www.oxfordtextbooks.co.uk/orc/statutes/ for accompanying online resources created with the assistance of the Statute Law Society including videos on how to use your statutes book and how legislation is made.

Author: Alexander Hill-Smith
Publisher: CRC Press
ISBN: 1317697030
Category : Law
Languages : en
Pages : 442

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The field of consumer credit law has undergone major and fundamental change in the recent past, due in part to the regulation since 1 April 2014 of consumer credit by the Financial Conduct Authority, and this book provides a clear and complete guide to this difficult area of law. Fully updated for the second edition, the author considers new developments including: the new authorisation process under the Financial Services and Markets Act 2000, including the interim permission regime, and its consequences; the new regime for financial promotions as applied to credit and hire advertising; the new rules controlling high cost short term lending and peer to peer lending; the new provisions of the recently released Consumer Credit Sourcebook (CONC); the new requirements governing mortgage lending as contained in MCOB; the requirements for distance selling and off-premises contracts as applied to consumer credit and consumer hire including the impact of the Consumer Contracts (Information, Cancellation and Additional Charges) Regulations 2013; the jurisdiction of the financial ombudsman service on consumer credit. Also considered is the recent case law on the powerful unfair relationships jurisdiction. This comprehensive and practical guide is essential reading for legal practitioners, finance houses, credit reference agencies and retail organisations.

Author: Great Britain
Publisher:
ISBN: 9780111177808
Category :
Languages : en
Pages : 92

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Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 28.12.2018. Sifted: -. Made: 19.12.2018. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: S.I. 2001/544, 699; 2017/699, 701 amended. Territorial extent & classification: E/W/S/NI. General. Supersedes draft S.I. (ISBN 9780111173480) issued 22.10.2018. EC note: These Regulations amend the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, and the Data Reporting Services Regulations 2017. They also amend Regulation (EU) No 600/2014 on markets in financial instruments and Commission Delegated Regulation 2017/565/EU supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms; and Commission Delegated Regulation 2017/567/EU supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions.

Author: Francis Rose
Publisher: Oxford University Press, USA
ISBN: 0198860978
Category : Commercial law
Languages : en
Pages : 689

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Celebrating over 30 years as the market-leading series, Blackstone's Statutes have an unrivalled tradition of trust and quality. With a rock-solid reputation for accuracy, reliability, and authority, they remain first-choice for students and lecturers providing a careful selection of up-to-date legislation for exams and course use.

Author: Great Britain: Parliament: Merits of Statutory Instruments Committee
Publisher: The Stationery Office
ISBN: 9780104008416
Category : Political Science
Languages : en
Pages : 232

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management of secondary Legislation : 29th report of session 2005-06, Vol. 2: Evidence

Author: Jodi Gardner
Publisher: Bloomsbury Publishing
ISBN: 150996097X
Category : Law
Languages : en
Pages : 239

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This is a landmark and ambitious research project looking at private law through the policy prism undertaken by a team of acknowledged experts in their fields. The majority of existing literature diminishes the impact of policy in the development of legal principles, impeding a deeper understanding of it. Part of a two-part study, this first volume explores tort law, property law and equity. Both studies engage with modern challenges and technical developments that now inform private law, with chapters looking at the Grenfell disaster, compensation of medical injuries post COVID-19, the gig economy and co-ownership. They also explore traditional private law areas through a novel lens, such as psychological injury and the impact of fairness and/or equality obligations. They highlight the similarities and differences across many aspects of private law, allowing for a richer analysis across all the strands of private law.

Author: Francis Rose
Publisher: Oxford University Press, USA
ISBN: 0198838743
Category : Law
Languages : en
Pages : 697

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Designed specifically for students, 'Blackstone's Statutes' lead the market in providing a carefully selected, regularly updated, and well sourced collection of legislation for the core subjects and major options offered on the law syllabus. Each title is ideal for use throughout the course and in exams.