Author: Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 312
Book Description
Coping with Broker/dealer Regulation & Enforcement, 2000
Author: Coping with Broker/dealer Regulation & Enforcement
Author: Coping with Broker-dealer Regulation & Increasing Enforcement
Author: Coping with Broker-dealer Regulation & Enforcement
Author: Robert M. RomanoPublisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 342
Book Description
U.S. Regulation of the International Securities and Derivatives Markets
Author: Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254
Book Description
Model Rules of Professional Conduct
Author: American Bar Association. House of DelegatesPublisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
The Budget of the United States Government
Author: United StatesPublisher:
ISBN:
Category : Budget
Languages : en
Pages : 1306
Book Description
SEC Docket
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 610
Book Description
Guide to Bank Underwriting, Dealing and Brokerage Activities
Author: Robert L. TortorielloPublisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages :
Book Description
Author: