Author: United States. Office of the Comptroller of the Currency. Multinational Banking DivisionPublisher:
ISBN:
Category : Bank examination
Languages : en
Pages : 364
Book Description
Comptroller's Handbook for Fiduciary Activities
Author: United States. Office of the Comptroller of the Currency. Multinational Banking DivisionPublisher:
ISBN:
Category : Bank examination
Languages : en
Pages : 364
Book Description
Risk Management and Corporate Governance
Author: Organization for Economic Cooperation and DevelopmentPublisher: OCDE
ISBN: 9789264208629
Category : Business ethics
Languages : en
Pages : 0
Book Description
This sixth peer review of the OECD Principles of Corporate Governance analyses the corporate governance framework and practices relating to corporate risk management, in the private sector and in state-owned enterprises. The review covers 26 jurisdictions and is based on a general survey of all participating jurisdictions in December 2012, as well as an in-depth review of corporate risk management in Norway, Singapore and Switzerland. The report finds that while risk-taking is a fundamental driving force in business and entrepreneurship, the cost of risk management failures is often underestimated, both externally and internally, including the cost in terms of management time needed to rectify the situation. The reports thus concludes that corporate governance should ensure that risks are understood, managed, and, when appropriate, communicated.
Federal Reserve Manual
Author: Banking Law: New York Banking Law
Author: New York (State)Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 578
Book Description
The Director's Book: Role of Directors for National Banks and Federal Savings Associations
Author: Office of Office of the Comptroller of the CurrencyPublisher:
ISBN: 9781083159205
Category :
Languages : en
Pages : 105
Book Description
The Office of the Comptroller of the Currency (OCC) charters, regulates, and supervises all national banks and federal savings associations (collectively, banks), as well as federal branches and agencies of foreign banks. In regulating banks, the OCC has the power to:* examine the banks.* approve or deny applications for new charters, branches, capital, or otherchanges in corporate or banking structure.* take supervisory actions against banks that do not comply with lawsand regulations or that otherwise engage in unsafe or unsound practices.The OCC also can remove officers and directors, negotiate agreementsto change banking practices, and issue cease-and-desist (C&D) orders aswell as civil money penalties (CMP).* issue rules and regulations, legal interpretations, and corporate decisionsgoverning investments, lending, and other activities.Boards of directors play critical roles in the successful operation of banks. The OCC recognizes the challenges facing bank directors. The Director's Book: Role of Directors for National Banks and Federal Savings Associations helps directors fulfill their responsibilities in a prudent manner. This book provides an overview of the OCC, outlines directors' responsibilities as well as management's role, explains basic concepts and standards for safe and sound operation of banks, and delineates laws and regulations that apply to banks. To better understand a particular bank activity and its associated risks, directors should refer to the Comptroller's Handbook booklets, including the "Corporate and Risk Governance" booklet. For information generally found in board reports, including "red flags"--ratios or trends that may signal existing or potential problems--directors should refer to Detecting Red Flags in Board Reports: A Guide for Directors..
Asset Management Operations and Controls
Author: Office of the Comptroller of CurrencyPublisher: Createspace Independent Publishing Platform
ISBN: 9781502817891
Category : Business & Economics
Languages : en
Pages : 114
Book Description
This booklet provides guidance applicable to core Asset Management operations functions and to internal controls and processes used by national banks to manage risks associated with Asset Management activities.
Guide to Bank Underwriting, Dealing and Brokerage Activities
Author: Robert L. TortorielloPublisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages :
Book Description
A Guide to Tribal Ownership of a National Bank
Author: Office of Office of the Comptroller of the CurrencyPublisher: CreateSpace
ISBN: 9781505299328
Category :
Languages : en
Pages : 98
Book Description
This guide, prepared by the Office of the Comptroller of the Currency (OCC), is intended to provide an introduction to tribal ownership of national banks. The OCC encourages tribes and national banks to consult with counsel familiar with banking law, federal Indian law, and tribal law, as appropriate, to obtain specific advice on chartering, acquiring, or operating a national bank.
Corporate Trust Administration
Author: Joseph C. KennedyPublisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 280
Book Description
Trust Department Policies and Procedures Manual
Author: Michael J. CrawPublisher:
ISBN: 9780769878904
Category : Trust companies
Languages : en
Pages :
Book Description