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Citigroup Global Markets, Inc.; UBS Securities LLC and UBS Financial Services Inc.: Securities and Exchange Commission Litigation Complaint (Citigroup)

Author:
Publisher: DIANE Publishing
ISBN: 1457807637
Category :
Languages : en
Pages : 20

Book Description

Citigroup Global Markets, Inc.; UBS Securities LLC and UBS Financial Services Inc.: Securities and Exchange Commission Litigation Complaint (Citigroup)

Author:
Publisher: DIANE Publishing
ISBN: 1457807637
Category :
Languages : en
Pages : 20

Book Description

Citigroup Global Markets, Inc.; UBS Securities LLC and UBS Financial Services Inc.: Securities and Exchange Commission Litigation Complaint (UBS)

Author:
Publisher: DIANE Publishing
ISBN: 1457807629
Category :
Languages : en
Pages : 20

Book Description

Citigroup Inc.: Securities and Exchange Commission Litigation Complaint

Author:
Publisher: DIANE Publishing
ISBN: 1457811332
Category :
Languages : en
Pages : 25

Book Description

Auction Rate Securities Settlements With Citigroup And UBS To Provide $30 Billion In Liquidity

Author: Backgroundnow.com Staff
Publisher: www.BackgroundNow.com
ISBN: 1440493537
Category :
Languages : en
Pages : 40

Book Description
The SEC finalized settlements December-11 with Citigroup Global Markets, Inc. and UBS Securities LLC and UBS Financial Services, Inc. that will provide nearly $30 billion to customers who invested in auction rate securities before the market for those securities froze in February.

UBS AG: Securities and Exchange Commission Litigation Complaint

Author:
Publisher: DIANE Publishing
ISBN: 1457808005
Category :
Languages : en
Pages : 11

Book Description

SEC Docket

Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1128

Book Description

Resisting Corporate Corruption

Author: Stephen V. Arbogast
Publisher: John Wiley & Sons
ISBN: 1118659074
Category : Business & Economics
Languages : en
Pages : 390

Book Description
Taking a unique approach to business ethics unlike the typical focus on conceptual/legal frameworks, this book features 25 case studies that cover a full range of business practices, controls, and ethics issues. The new edition is fully updated with new case studies from the recent financial crisis, comparing it with Enron's crossing of various ethical lines. Interpretive essays explore financial control systems and lessons learned from specific case studies and circumstances. Readers will find a practical toolkit they can use to identify ethics issues and tackle problems effectively within corporations.

Justin M. Paperny: Securities and Exchange Commission Litigation Complaint

Author:
Publisher: DIANE Publishing
ISBN: 1457805898
Category :
Languages : en
Pages : 14

Book Description

Banc of America Investment Services, Inc.; RBC Capital Markets Corporation; and Deutsche Bank Securities Inc.: Securities and Exchange Commission Litigation Complaint (Deutsche Bank)

Author:
Publisher: DIANE Publishing
ISBN: 1457808900
Category :
Languages : en
Pages : 16

Book Description

American International Group, Inc.: Securities and Exchange Commission Litigation Complaint

Author:
Publisher: DIANE Publishing
ISBN: 1457802422
Category :
Languages : en
Pages : 29

Book Description