Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
SEC Docket
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
Annual Report of the Securities and Exchange Commission
Author: United States. Securities and Exchange CommissionPublisher:
ISBN:
Category : Securities
Languages : en
Pages : 378
Book Description
Federal Register
Author: Bromberg and Lowenfels on Securities Fraud & Commodities Fraud
Author: Alan R. BrombergPublisher:
ISBN:
Category : Fraud
Languages : en
Pages : 1374
Book Description
Investment Management Law and Regulation
Author: Harvey E. BinesPublisher: Wolters Kluwer
ISBN: 0735530483
Category : Law
Languages : en
Pages : 968
Book Description
In its First Edition, this classic treatise called attention to the duty of reasonable care, the duty of loyalty and the public duty of fiduciaries to the marketplace. Grounded in the idea that prudent investing is to be defined by professional practices accepted as appropriate at the time of investment by the management, thereby permitting such practices to adapt to changing conditions and insights, the field of investment management law and regulation has at its center the goal of a common standard of care for investment.Now in its Second Edition, this definitive guide to investment management law and regulation helps you to profitably adapt to today's new and changing conditions and anticipate tomorrow's regulatory response.Here are just a few of the reasons why Investment Management Law and Regulation will be so valuable to you:Explains and analyzes all the ins and outs of the law, clarifies the complexities, answers your questions, points out pitfalls and helps you avoid themCovers the entire field in one volume, saves you valuable time and effort in finding information and searching through stacks of referencesEnsures compliance with all relevant regulations, makes sure nothing is overlooked, protects you against costly mistakesUpdates you on the latest important changes, tells you what is happening now and what is likely to happen in the future Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:Identifies and explains the financial theories that control the development of investment management law across management activitiesGives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensibleCovers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best executionProvides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and productsIntegrates investment management law and regulation for all institutional investment managersAnd more Whether you are a manager, broker, banker, or legal counsel, a seasoned professional or just starting out, this treatise will quickly become your most trusted guide through the intricacies of this complex, critical, and closely scrutinized area
New York Court of Appeals. Records and Briefs.
Author: New York (State).Publisher:
ISBN:
Category : Law
Languages : en
Pages : 34
Book Description
Securities Practice
Author: Marc I. SteinbergPublisher:
ISBN:
Category : Securities fraud
Languages : en
Pages : 1500
Book Description
Directory of Online Services
Author: Publisher:
ISBN:
Category : Information storage and retrieval systems
Languages : en
Pages : 590
Book Description
Securities Litigation
Author: Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 876
Book Description
Securities in the Electronic Age
Author: John F. OlsonPublisher: West Legalworks
ISBN:
Category : Business & Economics
Languages : en
Pages : 1012
Book Description