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Brokers and Dealers Fees Under Securities and Exchange Commission. Hearings ... 82-2

Brokers and Dealers Fees Under Securities and Exchange Commission. Hearings ... 82-2 PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. 260:
Publisher:
ISBN:
Category :
Languages : en
Pages : 130

Book Description


Brokers and Dealers Fees Under Securities and Exchange Commission. Hearings ... 82-2

Brokers and Dealers Fees Under Securities and Exchange Commission. Hearings ... 82-2 PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. 260:
Publisher:
ISBN:
Category :
Languages : en
Pages : 130

Book Description


Brokers and Dealers Fees Under Securities and Exchange Commission

Brokers and Dealers Fees Under Securities and Exchange Commission PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 128

Book Description


Dictionary Catalog of the Department Library

Dictionary Catalog of the Department Library PDF Author: United States. Department of the Interior. Library
Publisher:
ISBN:
Category : Library catalogs
Languages : en
Pages : 816

Book Description


Securities Exchange Act Amendments of 1973

Securities Exchange Act Amendments of 1973 PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 1434

Book Description


Hearings

Hearings PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category :
Languages : en
Pages : 1832

Book Description


Federal Register

Federal Register PDF Author:
Publisher:
ISBN:
Category : Delegated legislation
Languages : en
Pages : 316

Book Description


Securities Act of 1933 Filing Fees, Hearing, 89-1, Sept. 14, 1965

Securities Act of 1933 Filing Fees, Hearing, 89-1, Sept. 14, 1965 PDF Author: United States. Congress. House. Interstate and Foreign Commerce
Publisher:
ISBN:
Category :
Languages : en
Pages : 18

Book Description


Law Enforcement and the History of Financial Market Manipulation

Law Enforcement and the History of Financial Market Manipulation PDF Author: Jerry Markham
Publisher: Routledge
ISBN: 1317466365
Category : Business & Economics
Languages : en
Pages : 547

Book Description
First Published in 2014. This book maps the issues and traces the U.S. government's efforts to properly regulate, monitor, and prevent financial speculation and price manipulation in various markets. It begins with the period from the late nineteenth century to the first congressional efforts at regulation in the 1930s and continues on to the present, with a full chapter on the legal and financial aspects of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The book also discusses the difficulty of initiating successful prosecutions of financial fraud and price manipulation and proposes a new approach to preventing manipulative practices.

Code of Federal Regulations

Code of Federal Regulations PDF Author:
Publisher:
ISBN:
Category : Administrative law
Languages : en
Pages : 530

Book Description
Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries.

Independent Offices Appropriations, 1953, Hearings Before ... 82-1, on H.R. 7072

Independent Offices Appropriations, 1953, Hearings Before ... 82-1, on H.R. 7072 PDF Author: United States. Congress. Senate. Appropriations Committee
Publisher:
ISBN:
Category :
Languages : en
Pages : 1624

Book Description