Author: Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 0
Book Description
Barriers to Corporate Fraud
Author: Barriers to Corporate Fraud
Author: Mark JicklingPublisher:
ISBN: 9781616686598
Category : Corporate governance
Languages : en
Pages : 83
Book Description
Barriers to Corporate Fraud
Author: Mark JicklingPublisher:
ISBN:
Category : Corporations
Languages : en
Pages : 58
Book Description
Barriers to Corporate Fraud
Author: Publisher:
ISBN:
Category :
Languages : en
Pages : 0
Book Description
Among the factors that combined to form the perfect storm were a booming new technology sector based on the Internet, the creation and enthusiastic adoption of new financial strategies and instruments, the demographic impact of baby boomers beginning to save for retirement, changes in the relationship between auditors and their clients, and, of course, a stock market driven to "irrational exuberan [...] In times of crisis, the board can fire management and take any action deemed necessary to protect the interests of the ultimate owners of the business, the shareholders. [...] In the wake of the post-Enron scandals, the role of the board of directors has been the subject of much legislative and regulatory activity. [...] Kostant describes the situation in this way: "[i]n the governance mechanisms, senior inside management, especially the chief executive officer, selected the board of directors, and while the board in theory had ultimate authority for the management of the corporation, it largely deferred to the policies and practices of the senior inside managers. [...] Direct challenges to the CEO by the board were rare, and the board usually followed the directives of the inside managers in opposing derivative suits."3.
Corporate Fraud Exposed
Author: H. Kent BakerPublisher: Emerald Group Publishing
ISBN: 1789734177
Category : Business & Economics
Languages : en
Pages : 524
Book Description
Corporate Fraud Exposed uncovers the motivations and drivers of fraud including agency theory, executive compensation, and organizational culture. It delves into the consequences of fraud for various firm stakeholders, and its spillover effects on other corporations, the political environment, and financial market participants.
Growth of Barriers Against Fraud
Author: Better Business Bureau of New York CityPublisher:
ISBN:
Category :
Languages : en
Pages : 8
Book Description
Corporate Fraud
Author: Jack BolognaPublisher: Butterworth-Heinemann
ISBN:
Category : Business & Economics
Languages : en
Pages : 240
Book Description
Corporate Fraud
Author: Corruption and Fraud in Financial Markets
Author: Carol AlexanderPublisher: John Wiley & Sons
ISBN: 1119421772
Category : Business & Economics
Languages : en
Pages : 624
Book Description
Identifying malpractice and misconduct should be top priority for financial risk managers today Corruption and Fraud in Financial Markets identifies potential issues surrounding all types of fraud, misconduct, price/volume manipulation and other forms of malpractice. Chapters cover detection, prevention and regulation of corruption and fraud within different financial markets. Written by experts at the forefront of finance and risk management, this book details the many practices that bring potentially devastating consequences, including insider trading, bribery, false disclosure, frontrunning, options backdating, and improper execution or broker-agency relationships. Informed but corrupt traders manipulate prices in dark pools run by investment banks, using anonymous deals to move prices in their own favour, extracting value from ordinary investors time and time again. Strategies such as wash, ladder and spoofing trades are rife, even on regulated exchanges – and in unregulated cryptocurrency exchanges one can even see these manipulative quotes happening real-time in the limit order book. More generally, financial market misconduct and fraud affects about 15 percent of publicly listed companies each year and the resulting fines can devastate an organisation's budget and initiate a tailspin from which it may never recover. This book gives you a deeper understanding of all these issues to help prevent you and your company from falling victim to unethical practices. Learn about the different types of corruption and fraud and where they may be hiding in your organisation Identify improper relationships and conflicts of interest before they become a problem Understand the regulations surrounding market misconduct, and how they affect your firm Prevent budget-breaking fines and other potentially catastrophic consequences Since the LIBOR scandal, many major banks have been fined billions of dollars for manipulation of prices, exchange rates and interest rates. Headline cases aside, misconduct and fraud is uncomfortably prevalent in a large number of financial firms; it can exist in a wide variety of forms, with practices in multiple departments, making self-governance complex. Corruption and Fraud in Financial Markets is a comprehensive guide to identifying and stopping potential problems before they reach the level of finable misconduct.
United States Attorneys' Manual
Author: United States. Department of JusticePublisher:
ISBN:
Category : Justice, Administration of
Languages : en
Pages :
Book Description