Banking, Securities, and Related Statutes and Regulations PDF Download

Author: Connecticut. Department of Banking
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages :

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Author: Marek Dubovec
Publisher: Edward Elgar Publishing
ISBN: 1782549021
Category : Business & Economics
Languages : en
Pages : 251

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The author identifies and explains the critical components and functions of the systems for the holding of rights in accounts with intermediaries, identifying underlying principles that should be embodied in modern legislation underpinning the law of a

Author: James M. Bartos
Publisher: Kluwer Law International B.V.
ISBN: 9041123628
Category : Law
Languages : en
Pages : 326

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Book Description
Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking.

Author: United States
Publisher:
ISBN:
Category : Federal home loan banks
Languages : en
Pages : 1038

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Author: Howell E. Jackson
Publisher: West Academic Publishing
ISBN:
Category : Banking law
Languages : en
Pages : 548

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Book Description
This volume of selected statutes and regulations is designed to supplement the casebook, Regulation of Financial Institutions (1999) by Jackson and Symons. It includes selected statutes and regulations applicable to depository institutions, insurance companies, pension plans, securities firms, capital markets, investments advisers, and investment companies in the United States.

Author: United States
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 168

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Author: Michael P. Malloy
Publisher:
ISBN: 9780735552739
Category : Banking law
Languages : en
Pages :

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Author: Wisconsin
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 152

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Author: George Wilson Morgan
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 564

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Author: United States
Publisher:
ISBN:
Category : Federal home loan banks
Languages : en
Pages : 1204

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