Author: United States. General Accounting OfficePublisher:
ISBN:
Category : Bank directors
Languages : en
Pages : 144
Book Description
Bank Insider Activities
Author: United States. General Accounting OfficePublisher:
ISBN:
Category : Bank directors
Languages : en
Pages : 144
Book Description
Bank Insider Activities
Author: United States Government Accountability Office (GAO)Publisher: Createspace Independent Publishing Platform
ISBN: 9781985576711
Category :
Languages : en
Pages : 144
Book Description
GGD-94-88 Bank Insider Activities: Insider Problems and Violations Indicate Broader Management Deficiencies
Bank Insider Activities
Author: DIANE Publishing CompanyPublisher:
ISBN: 9780788102073
Category :
Languages : en
Pages : 140
Book Description
A review of the insider activities in, and their effects on the health of financial institutions. Discusses the nature of insider problems, such as insider fraud, insider abuse, and loan losses to insiders at failed banks, and violations of insider laws and regulations at both failed and open banks. Also discusses the underlying causes of these problems and ways in which federal bank regulators could improve their oversight of these problems. 20 charts, tables and graphs.
Bank Insider Activities
Author: United States. General Accounting OfficePublisher:
ISBN:
Category : Bank directors
Languages : en
Pages : 140
Book Description
Insider Activities
Author: Comptroller of Comptroller of the Currency Administrator of National BanksPublisher: CreateSpace
ISBN: 9781503328266
Category :
Languages : en
Pages : 56
Book Description
This "Insider Activities" booklet is one of several booklets in the Comptroller's Handbook that will be published under the theme of corporate governance. This booklet provides guidance on how banks may legally and prudently engage in transactions with insiders and implement risk management processes that provide for the appropriate control and monitoring of insider activities. This booklet also provides guidance on how examiners will review and assess insider activities during the supervisory process.
Financial Institutions Answer Book 2013
Author: Stuart G. SteinPublisher:
ISBN: 9781402419065
Category : Banking law
Languages : en
Pages : 0
Book Description
Reflecting the many statutory and regulatory changes made since the beginning of the recent economic downturn, the newly published Financial Institutions Answer Book 2013 provides, in a handy Q&A format, a comprehensive overview of the complex federal requirements regulating financial institutions in the United States. Every aspect of a financial institution life cycle is covered, from understanding the differences in regulation based on what type of charter is chosen, through ongoing capital and deposit activities requirements and major changes in corporate control, to the cessation of entity activity through merger, acquisition or entity failure. Financial Institutions Answer Book 2013 covers the entire spectrum of financial institution regulation, including: Those regulating the creation of branch offices Corporate governance Executive compensation Deposit insurance requirements Insider and affiliate transactions Anti-money laundering and U.S. trade sanctions Examination and audit Privacy and data security. Written by leading practitioners in this complex area, Financial Institutions Answer Book 2013 is an up-to-date guide to this fast-changing area of the law. It provides an excellent desk reference for the experienced practitioner, as well as a comprehensive introduction for the attorney new to the practice area.
Guide to Bank Underwriting, Dealing and Brokerage Activities
Author: Robert L. TortorielloPublisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages :
Book Description
Bank Failure
Author: The Director's Book: Role of Directors for National Banks and Federal Savings Associations
Author: Office of Office of the Comptroller of the CurrencyPublisher:
ISBN: 9781083159205
Category :
Languages : en
Pages : 105
Book Description
The Office of the Comptroller of the Currency (OCC) charters, regulates, and supervises all national banks and federal savings associations (collectively, banks), as well as federal branches and agencies of foreign banks. In regulating banks, the OCC has the power to:* examine the banks.* approve or deny applications for new charters, branches, capital, or otherchanges in corporate or banking structure.* take supervisory actions against banks that do not comply with lawsand regulations or that otherwise engage in unsafe or unsound practices.The OCC also can remove officers and directors, negotiate agreementsto change banking practices, and issue cease-and-desist (C&D) orders aswell as civil money penalties (CMP).* issue rules and regulations, legal interpretations, and corporate decisionsgoverning investments, lending, and other activities.Boards of directors play critical roles in the successful operation of banks. The OCC recognizes the challenges facing bank directors. The Director's Book: Role of Directors for National Banks and Federal Savings Associations helps directors fulfill their responsibilities in a prudent manner. This book provides an overview of the OCC, outlines directors' responsibilities as well as management's role, explains basic concepts and standards for safe and sound operation of banks, and delineates laws and regulations that apply to banks. To better understand a particular bank activity and its associated risks, directors should refer to the Comptroller's Handbook booklets, including the "Corporate and Risk Governance" booklet. For information generally found in board reports, including "red flags"--ratios or trends that may signal existing or potential problems--directors should refer to Detecting Red Flags in Board Reports: A Guide for Directors..
Detecting Red Flags in Board Reports
Author: Office of the Comptroller of the CurrencyPublisher: Createspace Independent Publishing Platform
ISBN: 9781502846365
Category : Reference
Languages : en
Pages : 84
Book Description
Good decisions begin with good information. A bank's board of directors needs concise, accurate, and timely reports to help it perform its fiduciary responsibilities. This booklet describes information generally found in board reports, and it highlights “red flags”—ratios or trends that may signal existing or potential problems. An effective board is alert for the appearance of red flags that give rise to further inquiry. By making further inquiry, the directors can determine if a substantial problem exists or may be forming.