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Author: Paul J. Sobel Publisher: ISBN: 9780808040903 Category : Business & Economics Languages : en Pages : 0
Book Description
Auditor's Risk Management Guide: Integrating Auditing and ERM is a comprehensive how-to book that guides the reader on performing risk management-based audits. The book covers the Enterprise Risk Management Integrated Framework issued by the Committee of Sponsoring Organizations (COSO). Following the passage of Sarbanes-Oxley and its strict corporate governance and accountability provisions, developing better risk management techniques is becoming more important in meeting higher audit committee expectations. Written by an audit practitioner, that's where this practical guide comes in. The first part of the Auditor's Risk Management Guide provides a broad understanding of corporate governance, ERM principles, and different auditing approaches. It also provides step-by-step instructions on how to execute the risk management-based audit, including frequently asked questions. The second part of the book is devoted to detailed case studies that illustrate the risk management-based audit methodology and tools in different scenarios, beginning with a business risk assessment and working through common audit areas such as closing the books, accounts payable, and accounts receivable. Practice Pointers and Observations throughout provide additional commentary to assist the reader in understanding the methodology. The programs and checklists are presented in a format that helps the auditor understand what questions need to be asked and answered as he or she executes the methodology. This 2015 edition of Auditor's Risk Management Guide contains the following: Discussion of COSOs updated internal control framework, often referred to as COSO 2013. The 17 principles of internal control are covered (Chapter 7), along with other updates related to COSO 2013 (Chapters 7, 11, and 15). Increased focus and
Author: Paul J. Sobel Publisher: ISBN: 9780808040903 Category : Business & Economics Languages : en Pages : 0
Book Description
Auditor's Risk Management Guide: Integrating Auditing and ERM is a comprehensive how-to book that guides the reader on performing risk management-based audits. The book covers the Enterprise Risk Management Integrated Framework issued by the Committee of Sponsoring Organizations (COSO). Following the passage of Sarbanes-Oxley and its strict corporate governance and accountability provisions, developing better risk management techniques is becoming more important in meeting higher audit committee expectations. Written by an audit practitioner, that's where this practical guide comes in. The first part of the Auditor's Risk Management Guide provides a broad understanding of corporate governance, ERM principles, and different auditing approaches. It also provides step-by-step instructions on how to execute the risk management-based audit, including frequently asked questions. The second part of the book is devoted to detailed case studies that illustrate the risk management-based audit methodology and tools in different scenarios, beginning with a business risk assessment and working through common audit areas such as closing the books, accounts payable, and accounts receivable. Practice Pointers and Observations throughout provide additional commentary to assist the reader in understanding the methodology. The programs and checklists are presented in a format that helps the auditor understand what questions need to be asked and answered as he or she executes the methodology. This 2015 edition of Auditor's Risk Management Guide contains the following: Discussion of COSOs updated internal control framework, often referred to as COSO 2013. The 17 principles of internal control are covered (Chapter 7), along with other updates related to COSO 2013 (Chapters 7, 11, and 15). Increased focus and
Author: Paul J. Sobel Publisher: CCH Incorporated ISBN: 9780808026679 Category : Auditing, Internal Languages : en Pages : 0
Book Description
CCH¿s Auditor¿s Risk Management Guide provides comprehensive, how-to guidance on performing a risk management-based audit and assessing risk in a Sarbanes-Oxley world. The Guide is organized into two parts. Part I begins with a broad understanding of corporate governance, enterprise risk management (ERM) principles, and different auditing approaches, and outlines the approach for understanding the strategy and risks inherent in an organization. Also, it provides step-by-step instructions on how to execute the risk management-based audit methodology. Part II presents ten detailed case studies. The free, companion CD-ROM contains various work programs, checklists, and tools contained in the book.
Author: John R. S. Fraser Publisher: John Wiley & Sons ISBN: 0470499087 Category : Business & Economics Languages : en Pages : 600
Book Description
Essential insights on the various aspects of enterprise risk management If you want to understand enterprise risk management from some of the leading academics and practitioners of this exciting new methodology, Enterprise Risk Management is the book for you. Through in-depth insights into what practitioners of this evolving business practice are actually doing as well as anticipating what needs to be taught on the topic, John Fraser and Betty Simkins have sought out the leading experts in this field to clearly explain what enterprise risk management is and how you can teach, learn, and implement these leading practices within the context of your business activities. In this book, the authors take a broad view of ERM, or what is called a holistic approach to ERM. Enterprise Risk Management introduces you to the wide range of concepts and techniques for managing risk in a holistic way that correctly identifies risks and prioritizes the appropriate responses. This invaluable guide offers a broad overview of the different types of techniques: the role of the board, risk tolerances, risk profiles, risk workshops, and allocation of resources, while focusing on the principles that determine business success. This comprehensive resource also provides a thorough introduction to enterprise risk management as it relates to credit, market, and operational risk, as well as the evolving requirements of the rating agencies and their importance to the overall risk management in a corporate setting. Filled with helpful tables and charts, Enterprise Risk Management offers a wealth of knowledge on the drivers, the techniques, the benefits, as well as the pitfalls to avoid, in successfully implementing enterprise risk management. Discusses the history of risk management and more recently developed enterprise risk management practices and how you can prudently implement these techniques within the context of your underlying business activities Provides coverage of topics such as the role of the chief risk officer, the use of anonymous voting technology, and risk indicators and their role in risk management Explores the culture and practices of enterprise risk management without getting bogged down by the mathematics surrounding the more conventional approaches to financial risk management This informative guide will help you unlock the incredible potential of enterprise risk management, which has been described as a proxy for good management.
Author: Paul J Sobel, CPA Publisher: CCH Incorporated ISBN: 9780808089599 Category : Business & Economics Languages : en Pages : 586
Book Description
Auditor's Risk Management Guide: Integrating Auditing and ERM is designed to be a comprehensive "how-to" book that provides the reader with guidance on performing a risk management-based audit. This is not a research study or a conceptual thesis; rather, it is a practical guide designed for the audit practitioner.
Author: Robert R. Moeller Publisher: John Wiley & Sons ISBN: 047014839X Category : Business & Economics Languages : en Pages : 385
Book Description
Praise for COSO Enterprise Risk Management "COSO ERM is a thoughtful introduction to the challenges of risk management at the enterprise level and contains a wealth of information on dealing with it through the use of the COSO framework. Detailed procedures covering a wide variety of situations are followed by a thorough explanation of how each is deployed. As a project management professional, I appreciate how the author addresses the need for risk management at a project level. His background as someone who 'practices what they preach' and realizes the impact of the Sarbanes-Oxley auditing rules comes through clearly in the book, and it should be mandatory reading for anyone seeking to understand how to tackle their own ERM issues." --Greg Gomel, PMP, CQM, CSQE, ITIL, Director, Project Management, Insight North America "This volume clearly and comprehensively outlines the usefulness of COSO Enterprise Risk Management guidance. It should provide considerable benefit to those having governance responsibilities in this important area." --Curtis Verschoor, L & Q Research Professor, School of Accountancy and MISDePaul University, Chicago Transform your company's internal control function into a valuable strategic tool Today's companies are expected to manage a variety of risks that would have been unthinkable a decade ago. More than ever, it is vital to understand the dimensions of risk as well as how to best manage it to gain a competitive advantage. COSO Enterprise Risk Management clearly enables organizations of all types and sizes to understand and better manage their risk environments and make better decisions through use of the COSO ERM framework. A pragmatic guide for integrating ERM with COSO internal controls, this important book: Offers you expert advice on how to carry out internal control responsibilities more efficiently Updates you on the ins and outs of the COSO Report and its emergence as the new platform for understanding all aspects of risk in today's organization Shows you how an effective risk management program, following COSO ERM, can help your organization to better comply with the Sarbanes-Oxley Act Knowledgeably explains how to implement an effective ERM program COSO Enterprise Risk Management is the invaluable working resource that will show you how to identify risks, avoid pitfalls within your corporation, and keep it moving ahead of the competition.
Author: Robert R. Moeller Publisher: John Wiley & Sons ISBN: 1118102541 Category : Business & Economics Languages : en Pages : 389
Book Description
A fully updated, step-by-step guide for implementing COSO's Enterprise Risk Management COSO Enterprise Risk Management, Second Edition clearly enables organizations of all types and sizes to understand and better manage their risk environments and make better decisions through use of the COSO ERM framework. The Second Edition discusses the latest trends and pronouncements that have affected COSO ERM and explores new topics, including the PCAOB's release of AS5; ISACA's recently revised CobiT; and the recently released IIA Standards. Offers you expert advice on how to carry out internal control responsibilities more efficiently Updates you on the ins and outs of the COSO Report and its emergence as the new platform for understanding all aspects of risk in today's organization Shows you how an effective risk management program, following COSO ERM, can help your organization to better comply with the Sarbanes-Oxley Act Knowledgeably explains how to implement an effective ERM program Preparing professionals develop and follow an effective risk culture, COSO Enterprise Risk Management, Second Edition is the fully revised, invaluable working resource that will show you how to identify risks, avoid pitfalls within your corporation, and keep it moving ahead of the competition.
Author: Paul J. Sobel Publisher: ISBN: 9780808090892 Category : Auditing Languages : en Pages : 0
Book Description
Auditor's Risk Management Guide: Integrating Auditing and ERM is designed to be a comprehensive how-to book that provides the reader with guidance on performing a risk management-based audit. The guide covers the Enterprise Risk Management Integrated Framework issued by the Committee of Sponsoring Organizations (COSO). This is not a research study or a conceptual thesis; rather, it is a practical guide designed for the audit practitioner.
Author: Cristina Florio Publisher: Springer Nature ISBN: 3030883744 Category : Business & Economics Languages : en Pages : 270
Book Description
This volume offers new, convincing empirical evidence on topical risk- and risk management-related issues in diverse settings, using an interdisciplinary approach. The authors advance compelling arguments, firmly anchored to well-accepted theoretical frameworks, while adopting either qualitative or quantitative research methodologies. The book presents interviews and surveys with risk managers to gather insights on risk management and risk disclosure in practice. Additionally, the book collects and analyzes information contained in public reports to capture risk disclosure and perceptions on risk management impacts on companies’ internal organization. It sheds light on financial and market values to understand the effect of risk management on actual and perceived firm’s performance, respectively. Further, it examines the impacts of risk and risk management on society and the economy. The book improves awareness and advances knowledge on the complex and changeable risk and risk management fields of study. It interweaves among topical, up-to-date issues, peculiar, under-investigated contexts, and differentiated, complementary viewpoints on the same themes. Therefore, the book is a must-read for scholars and researchers, as well as practitioners and policy makers, interested in a better understanding of risk and risk management studies in different fields.
Author: James Lam Publisher: John Wiley & Sons ISBN: 1118834437 Category : Business & Economics Languages : en Pages : 501
Book Description
A fully revised second edition focused on the best practices of enterprise risk management Since the first edition of Enterprise Risk Management: From Incentives to Controls was published a decade ago, much has changed in the worlds of business and finance. That's why James Lam has returned with a new edition of this essential guide. Written to reflect today's dynamic market conditions, the Second Edition of Enterprise Risk Management: From Incentives to Controls clearly puts this discipline in perspective. Engaging and informative, it skillfully examines both the art as well as the science of effective enterprise risk management practices. Along the way, it addresses the key concepts, processes, and tools underlying risk management, and lays out clear strategies to manage what is often a highly complex issue. Offers in-depth insights, practical advice, and real-world case studies that explore the various aspects of ERM Based on risk management expert James Lam's thirty years of experience in this field Discusses how a company should strive for balance between risk and return Failure to properly manage risk continues to plague corporations around the world. Don't let it hurt your organization. Pick up the Second Edition of Enterprise Risk Management: From Incentives to Controls and learn how to meet the enterprise-wide risk management challenge head on, and succeed.
Author: Paul J. Sobel
Author: Paul J. Sobel
Author: Paul J. Sobel
Author: John R. S. Fraser
Author: Paul J Sobel, CPA
Author: Robert R. Moeller
Author: Robert R. Moeller
Author: Paul Sobel
Author: Paul J. Sobel
Author: Cristina Florio
Author: James Lam