Are you looking for read ebook online? Search for your book and save it on your Kindle device, PC, phones or tablets. Download Anti-Money Laundering Deskbook PDF full book. Access full book title Anti-Money Laundering Deskbook by Nicole S. Healy. Download full books in PDF and EPUB format.
Author: Nicole S. Healy Publisher: ISBN: 9781402431135 Category : Languages : en Pages : 696
Book Description
Anti-Money Laundering Deskbook defines the terms, and then walks the reader through the federal statutory framework that has evolved substantially since 9/11, the USA PATRIOT Act, and the many statutes and regulations governing money laundering, structuring financial transactions, terrorist finance, and forfeiture.
Author: Nicole S. Healy Publisher: ISBN: 9781402431135 Category : Languages : en Pages : 696
Book Description
Anti-Money Laundering Deskbook defines the terms, and then walks the reader through the federal statutory framework that has evolved substantially since 9/11, the USA PATRIOT Act, and the many statutes and regulations governing money laundering, structuring financial transactions, terrorist finance, and forfeiture.
Author: Sarah Kebbell Publisher: Routledge ISBN: 0429670907 Category : Business & Economics Languages : en Pages : 214
Book Description
Money laundering is a global issue and there is evidence that the services provided by the legal profession may be misused to launder the proceeds of crime. This book explores the experiences of professionals within Top 50 law firms when seeking to comply with the UK’s anti-money laundering (AML) regime. The book draws upon empirical evidence from 40 in-depth interviews with solicitors and compliance personnel from 20 Top 50 law firms. Access to this section of the legal profession is challenging in the context of academic research, and the research provides an account, seldom heard in academic literature, directly from practitioners. The book uses these research findings to explore and discuss the AML compliance issues faced by this section of the profession. It highlights the challenges presented by the legislative architecture of the Proceeds of Crime Act 2002, and considers compliance issues relating to customer due diligence, AML training, the client account and the suspicious activity reporting regime. It also considers participants’ perceptions of the regime, their role within it, and their own assessment of money laundering risk. It concludes by using this evidence to recommend amendments to current AML policy and legislation. This book will be of interest to students and researchers studying Financial Crime Law, Business and Company Law, and White Collar Crime, as well as policy makers in the areas of money laundering, compliance, and corruption.
Author: Federal Financial Institutions Examinati Publisher: Government Printing Office ISBN: 9780160927508 Category : Languages : en Pages : 432
Book Description
NO FURTHER DISCOUNT ON THIS ITEM-- OVERSTOCK SALE-- Signficantly reduced list price while supplies last. This manual provides guidance to examiners for carrying out Bank Secrecy Act/ Anti- Money Laundering and Office of Foreign Assets Control (OFAC) examinations. An effective Bank Secrecy Act/Anti-Money Laundering compliance program requires sound rish management. This manual also provides guidance on identifying and controlling risks associated with money laundering and terrorist financing. Al-Qaeda: The Many Faces of an Islamist Extremist Threat, Report, June 2006 can be found here: https: //bookstore.gpo.gov/products/sku/052-070-07483-3 Operationalizing Counter Threat Finance Strategies can be found at this link: http: //bookstore.gpo.gov/products/sku/008-000-01131-1 Economic Security: Neglected Dimension of National Security can be found at this link: http: //bookstore.gpo.gov/products/sku/008-020-01617-9 --also available as an ebook at this link: http: //bookstore.gpo.gov/products/sku/999-000-44440-9 Armed Groups: Studies in National Security, Counterterrorism, and Counterinsurgency can be found at this link: http: //bookstore.gpo.gov/products/sku/008-020-01573-3 CONTROLLED ITEMS REQUIRE SPECIAL ORDERING PROCEDURES-- Please see links to the US Government Online Bookstore to find out how to order Controlled items: Trade Based Money Laundering Reference Guide (English Language Edition) (Package of 5) (Controlled Item) is available here: https: //bookstore.gpo.gov/products/sku/008-001-00225-4 Trade Based Money Laundering Reference Guide (Spanish Language Edition) (package of 5) (Controlled Item) can be found hre: https: //bookstore.gpo.gov/products/sku/008-001-00226-2
Author: Dennis Cox Publisher: John Wiley & Sons ISBN: 0470065745 Category : Business & Economics Languages : en Pages : 756
Book Description
Effectively implement comprehensive anti-money laundering regulations Handbook of Anti-Money Laundering details the most up-to-date regulations and provides practical guidance toward implementation. While most books focus on the regulations themselves, this useful guide goes further by explaining their meaning to bank operations, and how the rules apply to real-life scenarios. The international perspective provides a broader understanding of the anti-money laundering controls that are in place worldwide, with certain country-specific details discussed in-depth. Coverage includes the Wolfsberg Principles, Financial Action Task Force guidance, the U.S. Patriot Act, and the latest from both the EU and Bank for International Settlements. The IMF estimates that two to five per cent of the global GDP – $590 billion to $1.5 trillion – is laundered every year. Globally, banks and other financial institutions have been required to put in place specific arrangements to prevent and detect money laundering and the criminal activity that underlies it. This book provides the latest regulations and guidance toward application. Understand what money laundering regulations mean in practice Reference international and country-specific rules and regulations Get up to speed on the most current regulations and practices Implement the most effective anti-money laundering measures In response to the increased monitoring and regulation, money launderers have become more sophisticated at disguising the source of their funds. Financial institutions' employees must be ever more aware of what they're facing, and how to deal with it, making actionable guidance a critical companion to any regulatory information. For financial institutions seeking more thorough understanding and practical advice, the Handbook of Anti-Money Laundering is a comprehensive guide.
Author: Martin Graeme Robinson Publisher: ISBN: 9780947514730 Category : Money laundering Languages : en Pages : 243
Book Description
The Anti-Money Laundering Regime: A Practical Guide provides an objective, all-in-one resource explaining the key concepts of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009. The recent amendments to the Act dramatically increase the scope of the compliance regime, and add to the existing obligations, creating the need for a concise, quick reference guide for all businesses caught as ¿reporting entities¿ and their advisors. The book details the risk-based approach taken by legislators and the supervisors, and explores the application of the Act, as well as the policies, procedures and controls needed to meet the money laundering and terrorist financing risks facing businesses. It explains the key obligation to undertake the appropriate level of customer due diligence in various contexts, and the complex reporting obligations contained in the Act.
Author: Kevin Sullivan Publisher: Apress ISBN: Category : Business & Economics Languages : en Pages : 0
Book Description
Anti–Money Laundering in a Nutshell is a concise, accessible, and practical guide to compliance with anti–money laundering law for financial professionals, corporate investigators, business managers, and all personnel of financial institutions who are required, under penalty of hefty fines, to get anti–money laundering training. This new edition of Anti-Money Laundering will update the topics discussed, and introduce the changes and updates including information on the AMLA Act of 2020, new EU standards and directives, anti-money laundering on digital currencies and more. Money laundering is endemic. As much as 5 percent of global GDP ($3.6 trillion) is laundered by criminals each year. It’s no wonder that every financial institution in the United States—including banks, credit card companies, insurers, securities brokerages, private funds, and money service businesses—must comply with complex examination, training, and reporting requirements mandated by a welter of federal anti–money laundering (AML) laws. Ignorance of crime is no excuse before the law. Financial institutions and businesses that unknowingly serve as conduits for money laundering are no less liable to prosecution and fines than those that condone or abet it. In Anti–Money Laundering in a Nutshell: Awareness and Compliance for Financial Personnel and Business Managers, Kevin Sullivan draws on a distinguished career as an AML agent and consultant to teach personnel in financial institutions what money laundering is, who does it, how they do it, how to prevent it, how to detect it, and how to report it in compliance with federal law. He traces the dynamic interplay among employees, regulatory examiners, compliance officers, fraud and forensic accountants and technologists, criminal investigators, and prosecutors in following up on reports, catching launderers, and protecting the integrity and reputations of financial institutions and businesses. In particular, corporate investigators will gain rich insights winnowed from the author's experiences as a New York State and federal investigator.
Author: Alexander C. Dill Publisher: Edward Elgar Publishing ISBN: 9781788974837 Category : Languages : en Pages : 296
Book Description
Anti-Money Laundering Regulation and Compliance: Key Problems and Practice Areas is a comprehensive treatment of the anti-money laundering/combatting the financing of terrorism (AML/CFT) and sanctions compliance programs, recordkeeping and reporting requirements, and the best practices under the Bank Secrecy Act (BSA) and sanctions regulatory regimes. AML/CFT and sanctions provisions are highly interrelated. Onboarding and customer due diligence requirements generate the data entered into transaction monitoring and screening systems. This book is unique in placing the prescriptive and program elements within the 'risk-based approach' that is foundational to AML/CFT compliance and the related risk management systems. Relatedly, the book describes corporate governance best practices and the 'three lines of defense' model that hold management accountable for exposure to money laundering and terrorist financing risks created by their business strategies. The book includes practical guidance on AML/CFT and sanctions model risk management, reflecting firms' growing reliance on machine learning and AI compliance solutions and the compliance risk of firms that adhere to Federal Reserve model risk management expectations. Also unique in the literature, it identifies a 'compliance paradox' that arises from the sharp tension between firms' modes of generating revenue and the law enforcement focus of AML/CFT and sanctions regulation and explains how this tension can compromise compliance. Anti-Money Laundering Regulation and Compliance also serves as a go-to guide for practitioners and beginners in the field or as a required text in graduate, certificate, and law school programs.