Author: Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 160
Book Description
A Study of CFTC and Futures Self-regulatory Organization Penalties
Author: Futures Trading Act of 1982
Author: CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions
Author: United States. Commodity Futures Trading CommissionPublisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 16
Book Description
Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees
Author: Publisher: DIANE Publishing
ISBN: 1428975101
Category :
Languages : en
Pages : 44
Book Description
Reauthorization of the Commodity Futures Trading Commission
Author: United States. Congress. House. Committee on Agriculture. Subcommittee on Risk Management and Specialty CropsPublisher:
ISBN:
Category : Political Science
Languages : en
Pages : 176
Book Description
Legislative Calendar
Author: United States. Congress. House. Committee on AgriculturePublisher:
ISBN:
Category :
Languages : en
Pages : 328
Book Description
Futures Trading in Onions
Author: United States. Commodity Exchange AuthorityPublisher:
ISBN:
Category : Commodity futures
Languages : en
Pages : 84
Book Description
S. 178, Reauthorization of the Commodity Futures Trading Commission
Author: United States. Congress. Senate. Committee on Agriculture, Nutrition, and ForestryPublisher:
ISBN:
Category : Political Science
Languages : en
Pages : 100
Book Description
Risk-Based Capital
Author: Lawrence D. CluffPublisher: DIANE Publishing
ISBN: 0788186701
Category :
Languages : en
Pages : 187
Book Description
Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)
Author: The Law The Law LibraryPublisher: Createspace Independent Publishing Platform
ISBN: 9781721510160
Category :
Languages : en
Pages : 192
Book Description
Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 On July 12, 2012, the Commodity Futures Trading Commission ("Commission" or "CFTC") published for public comment its proposed interpretive guidance and policy statement ("Proposed Guidance") regarding the cross-border application of the swaps provisions of the Commodity Exchange Act ("CEA"), as added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act" or "Dodd-Frank"). On December 21, 2012, the Commission also proposed further guidance on certain aspects of the Proposed Guidance ("Further Proposed Guidance"). This book contains: - The complete text of the Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section