Author: Joel Seligman
Publisher: Wolters Kluwer
ISBN: 0735544247
Category : Law
Languages : en
Pages : 198
Book Description
This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.
The New Uniform Securities Act
Author: Joel Seligman
Publisher: Wolters Kluwer
ISBN: 0735544247
Category : Law
Languages : en
Pages : 198
Book Description
This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.
Publisher: Wolters Kluwer
ISBN: 0735544247
Category : Law
Languages : en
Pages : 198
Book Description
This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.
A Proposed Uniform Securities Act
Author: Louis Loss
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 194
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 194
Book Description
Study of State Securities Regulation
Author: Louis Loss
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 122
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 122
Book Description
A Proposed Uniform Securities Act
Author: Louis Loss
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 27
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 27
Book Description
Commentary on the Uniform Securities Act
Author: Louis Loss
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 226
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 226
Book Description
A Proposed Uniform Securities Act
Author: Louis Loss
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 62
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 62
Book Description
Uniform Securities Act
Author: National Conference of Commissioners on Uniform State Laws
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 76
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 76
Book Description
Papers, Reports, Letters and Drafts Used in Compiling a Proposed Uniform Securities Act
Texas Uniform Securities Act
Author: State Bar of Texas. Committee on Securities and Investment Banking
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
Study of State Securities Regulation
Author: Louis Loss
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 62
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 62
Book Description